What Causes Infant Brain Injuries?

Forceps & Vacuum Extraction Injuries: When Delivery Tools Cause Harm

Forceps and vacuum extractors can be lifesaving tools during difficult deliveries, but when used improperly, they can cause devastating, permanent injuries to newborns. If your child was injured during an assisted vaginal delivery, understanding how these injuries occur and your legal rights is essential. These cases often turn on details, the number of attempts, the traction angle, the timing of a decision to switch to cesarean, that only a close read of the operative delivery note and fetal monitoring strip can reveal.

Understanding Assisted Vaginal Deliveries

When labor stalls or fetal distress occurs, physicians sometimes use mechanical assistance to expedite delivery:

Forceps Delivery

Forceps are metal instruments resembling large tongs that are placed around the baby’s head to guide the baby through the birth canal during contractions. When properly used by experienced physicians, forceps can safely assist delivery.

Vacuum Extraction

A vacuum extractor uses a soft cup attached to the baby’s head via suction. The physician applies gentle traction during contractions to assist delivery. This method has largely replaced forceps in many hospitals.

When Assisted Delivery Becomes Dangerous

These tools become dangerous when:

  • Used by inexperienced providers without proper training
  • Applied with excessive force or improper technique
  • Used when contraindicated (such as certain fetal positions)
  • Applied for too long or with too many attempts
  • Used instead of necessary C-section when operative delivery is clearly indicated

Injuries Caused by Forceps Misuse

Facial Nerve Injuries

Improper forceps placement can damage the facial nerve, causing temporary or permanent facial paralysis. The baby may be unable to close one eye, move one side of the mouth, or display symmetrical facial expressions.

Skull Fractures

Excessive force during forceps delivery can fracture the delicate bones of a newborn’s skull. Linear fractures may heal, but depressed fractures can cause brain damage.

Intracranial Hemorrhage

Bleeding within the skull is a serious complication of traumatic forceps delivery. Types include subdural hematoma, epidural hematoma, and intraparenchymal hemorrhage. These can cause permanent brain damage, seizures, and developmental delays.

Brachial Plexus Injuries

When forceps delivery is combined with excessive traction, the nerves controlling the arm (brachial plexus) can be stretched or torn, causing Erb’s palsy or total arm paralysis.

Injuries Caused by Vacuum Extractor Misuse

Subgaleal Hemorrhage

The most dangerous vacuum-related injury. Bleeding occurs between the skull’s periosteum and scalp, and because this space can hold significant blood volume, babies can experience life-threatening blood loss. This is more common when:

  • The cup pops off multiple times
  • Excessive suction pressure is used
  • Traction is applied at wrong angles

Cephalohematoma

A collection of blood between the skull bone and its covering (periosteum). While usually not dangerous, large cephalohematomas can cause jaundice and, rarely, skull deformities.

Retinal Hemorrhage

Bleeding in the baby’s eyes, which can affect vision. More common with vacuum extraction than forceps.

Scalp Lacerations and Necrosis

Improper cup placement or excessive suction can damage scalp tissue, causing wounds that may scar or become infected.

Medical Standard of Care

Professional guidelines establish clear standards for assisted delivery:

  • ACOG (American College of Obstetricians and Gynecologists) recommends limiting vacuum attempts and abandoning the procedure after 2-3 cup pop-offs
  • Operator experience: These procedures should only be performed by physicians with adequate training
  • Informed consent: Parents should be informed of risks before assisted delivery
  • Proper indications: Assisted delivery is appropriate only in specific circumstances
  • Readiness for C-section: If assisted delivery fails, immediate surgical intervention must be available

Deviation from these standards can constitute medical negligence.

These guidelines exist because instrument-assisted delivery concentrates a significant amount of force on a very small, still-developing area of the body in a short window of time. A vaginal delivery without instruments distributes the forces of labor across the pelvis and birth canal gradually, over the course of the second stage. Forceps and vacuum extraction, by contrast, apply direct, targeted traction to the baby’s head, which is precisely why the number of attempts, the amount of force used, and the provider’s experience level matter so much to whether the outcome was reasonably foreseeable and preventable.

A Hypothetical Example

The scenario below is a hypothetical, offered to show how these cases are typically evaluated, not an account of an actual case or client. During the second stage of labor at a Chicago hospital, a vacuum extractor is applied to assist delivery. The cup detaches from the baby’s scalp twice during the attempt. Rather than reassessing and considering a cesarean section after the second pop-off, consistent with ACOG guidance limiting attempts, the physician reapplies the cup and completes a third attempt. The baby is born with a large scalp swelling that is later diagnosed as a subgaleal hemorrhage requiring transfusion. A case built on facts like these would focus on whether continuing past the second pop-off departed from the accepted standard of care, and whether an earlier switch to cesarean delivery would have prevented the hemorrhage. That determination requires the operative delivery note, documenting each attempt and cup detachment, reviewed by a qualified obstetric expert.

Common Defenses in Assisted Delivery Cases

Hospitals and physicians rarely concede that instrument use, rather than the underlying difficulty of the delivery, caused an injury. Expect some combination of:

  • The injury is a known, accepted risk of the procedure. Cephalohematoma and even some nerve stretch injuries are recognized complications that can occur without any deviation from proper technique.
  • Documentation supports appropriate use. If the operative note records a reasonable number of attempts and normal traction, the defense will argue the technique was within standards.
  • The underlying labor complication, not the instrument, caused the injury. Prolonged second-stage labor or an abnormal fetal position can itself contribute to injury independent of instrument use.
  • The alternative (continued labor or emergency C-section) carried its own risks. Defense experts may argue the assisted delivery was the safer choice given the full clinical picture at the time.

Overcoming these defenses generally requires a detailed operative note, a qualified obstetric expert, and, where a brain or nerve injury resulted, a pediatric neurologist to establish causation.

Maternal Complications From Assisted Delivery

Forceps and vacuum deliveries are not risk-free for the mother, either. Operative vaginal delivery is associated with a higher rate of significant perineal lacerations, including third- and fourth-degree tears, than unassisted vaginal delivery. A mother who experiences a severe tear, ongoing pelvic floor dysfunction, or a complicated postpartum recovery after an assisted delivery may have a claim independent of, or in addition to, any claim on behalf of the baby. These maternal injuries are sometimes overlooked in the immediate focus on a newborn’s condition, but they belong in any full case evaluation, and Illinois’s statute of limitations for the mother’s own claim runs on the standard adult timeline, not the extended minor tolling period.

How These Claims Are Investigated

An assisted-delivery case typically moves through a few predictable stages. First, the complete operative note and fetal monitoring strips are requested and reviewed for internal consistency, does the documented number of attempts match what the nursing notes and newborn condition suggest actually happened. Second, an independent obstetric expert reviews whether the decision to use forceps or vacuum, and to continue or abandon the attempt, met the standard of care given the fetal heart rate pattern and labor progress at the time. Third, if a nerve or brain injury resulted, a pediatric neurologist or orthopedic specialist establishes the connection between the delivery event and the child’s current condition and prognosis. Only after this review is complete, and the affidavit of merit required under 735 ILCS 5/2-622 is obtained, can a lawsuit actually be filed.

Proving Medical Malpractice in Illinois

To succeed in a birth injury claim involving forceps or vacuum extraction, you must prove:

  1. Duty: The healthcare provider owed your baby a duty of care
  2. Breach: The provider deviated from accepted medical standards
  3. Causation: The deviation caused your baby’s injuries
  4. Damages: Your baby suffered actual harm

Under 735 ILCS 5/2-622, a written affidavit of merit from a qualified medical expert, confirming there is reasonable and meritorious cause for the claim, must be filed with the complaint. A complaint filed without this affidavit is subject to dismissal regardless of the case’s underlying strength.

Statute of Limitations for Minors

Illinois provides extended time for birth injury claims. Under 735 ILCS 5/13-212:

  • 8 years from the date of injury, OR
  • Before the child’s 22nd birthday, whichever is first

This extended period recognizes that some injuries aren’t fully apparent until the child develops. Illinois also applies a modified comparative negligence standard under 735 ILCS 5/2-1116, which bars recovery only by a plaintiff who is more than 50% at fault. In practice this rarely matters in a birth injury case: the injured plaintiff is a newborn, who cannot be at fault for their own injury, and Illinois does not impute a parent’s conduct to the child’s claim. Defendants occasionally raise it to shift blame toward the mother or an earlier provider, and the medical record is what answers that. If the delivery occurred at a public hospital operated by a unit of local government, 745 ILCS 10/8-101(b) of the Tort Immunity Act sets a two-year deadline from discovery of the injury, shorter than the general filing window for a child’s claim, and families should confirm it early.

Compensation for Assisted Delivery Injuries

Families may recover:

  • Medical expenses: Past, present, and future care needs
  • Rehabilitation costs: Physical, occupational, and speech therapy
  • Special education: If developmental delays result
  • Adaptive equipment: Wheelchairs, communication devices, home modifications
  • Lost earning capacity: Your child’s diminished future earnings
  • Pain and suffering: Physical and emotional harm
  • Parent damages: For witnessing injury and providing care

Illinois places no statutory cap on non-economic damages in medical malpractice cases. The Illinois Supreme Court struck down the prior cap as unconstitutional in Lebron v. Gottlieb Memorial Hospital, 237 Ill. 2d 217 (2010). Illinois medical malpractice law generally does not permit punitive damages, so compensation is built entirely around documented past and future harm.

Chicago and Cook County Considerations

Operator experience varies across Chicago-area hospitals and even among physicians within the same hospital. Some obstetricians perform assisted vaginal deliveries regularly; others rarely do. If your delivery record shows an unusually high number of attempts, or if the physician who performed the delivery had limited documented experience with the instrument used, those facts are worth raising with a medical expert during case review.

What to Gather Before You Call an Attorney

  • The complete operative delivery note, including instrument type, number of attempts, and any cup detachments
  • Fetal monitoring strips from the second stage of labor
  • Newborn imaging, if a skull fracture or intracranial hemorrhage was suspected
  • Pediatric neurology or orthopedic consult notes, if a nerve injury was diagnosed
  • NICU admission and discharge summaries, if applicable
  • Apgar scores and the neonatal resuscitation record

Recovery and Long-Term Outlook

Outcomes after an instrument-assisted delivery injury vary widely depending on the specific injury. Cephalohematomas typically resolve on their own over several weeks without intervention. Mild brachial plexus stretch injuries often improve substantially within the first few months as the nerve heals, particularly with early physical therapy. More severe nerve injuries, including avulsions where the nerve root is torn from the spinal cord, may require microsurgery within the first year of life and can still result in permanent weakness even with treatment. Skull fractures and intracranial hemorrhage carry the widest range of outcomes, from full recovery to permanent neurological impairment, depending on the location and extent of the bleeding. Because the long-term picture for nerve and brain injuries often isn’t clear for months or years, families should continue every recommended follow-up appointment even while a legal case is being evaluated; the medical record from those visits becomes part of the evidence establishing the injury’s true extent.

Frequently Asked Questions

Is vacuum extraction always safer than forceps?

Not necessarily. Vacuum extraction is generally associated with less maternal trauma, but it carries a higher rate of certain newborn complications, including cephalohematoma and retinal hemorrhage, compared with forceps. Neither tool is inherently safer in every situation; the choice depends on the clinical picture and the provider’s training.

Does every cephalohematoma mean malpractice occurred?

No. Cephalohematoma is a recognized, usually minor complication of assisted delivery that can occur without any departure from the standard of care. A full record review is needed to determine whether the number of attempts, technique, or decision to continue rather than switch to C-section fell below the standard of care.

How many vacuum attempts are considered too many?

ACOG guidance generally supports abandoning the vacuum after 2-3 cup detachments or a defined time limit without progress, though the specific number can vary based on the clinical situation. The operative note should document each attempt and the reasoning for continuing.

Is there a cap on what we can recover?

No. The Illinois Supreme Court eliminated the cap on non-economic damages in Lebron v. Gottlieb Memorial Hospital. Illinois generally does not allow punitive damages in medical malpractice cases, however.

What if my baby’s injury wasn’t obvious until months later?

Some nerve injuries and mild brain injuries are not immediately apparent. Illinois’s extended statute of limitations for minors exists in part for this reason, but if a public hospital was involved, the shorter two-year period under 745 ILCS 10/8-101(b) may govern instead and should be checked early.

Can both the baby and the mother have separate claims?

Yes. A mother who suffered a significant laceration or other complication from the assisted delivery may have her own claim, separate from any claim on behalf of the child, and her claim runs on a different, shorter statute of limitations than the child’s.

What if the hospital records don’t clearly state how many attempts were made?

Incomplete documentation of attempts, cup detachments, or traction technique is itself a red flag worth raising with a medical expert. Gaps in the operative note can make it harder to defend the delivery as within the standard of care, which can work in a family’s favor during case evaluation.

Why the Right Attorney Matters in These Cases

Assisted-delivery cases are among the more technical birth injury claims to litigate, because the underlying question is often not whether an injury occurred, injuries like cephalohematoma are visible and undisputed, but whether the number of attempts, the force applied, and the decision to continue rather than switch methods fell below the accepted standard. That distinction requires an attorney who works regularly with maternal-fetal medicine specialists and pediatric neurologists, who can translate an operative note’s shorthand into a clear account of what happened, and who has the resources to retain the caliber of expert witness these cases require. Phillips Law Offices brings decades of birth injury litigation experience to exactly this kind of case.

Contact a Chicago Birth Injury Attorney

If your child was injured during a forceps or vacuum extraction delivery, contact Phillips Law Offices for a free consultation. We work with medical experts in obstetrics and neonatology to evaluate whether negligence caused your child’s injuries and fight for the compensation your family needs. If we take your case, you pay nothing unless we recover compensation.

Call Phillips Law Offices at (312) 346-4262 to speak with an experienced birth injury attorney today. There is no cost for the consultation and no obligation to move forward.

More Birth Injury Guides

Scroll to Top